SEC Announces New Measures to Encourage Cooperation from Witnesses and Corporations in Agency Investigations and Enforcement Actions

In an effort to encourage greater cooperation from individuals, the Division of Enforcement released its long-awaited guidelines for individuals to cooperate with the Division’s investigations. Spelled out in the Division of Enforcement Manual, these new tools take a page out of the Department of Justice (“DOJ”) handbook.

Howrey SGW Alert 1-15-10.pdf (65 KB)